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Late trading
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231	Risk Management Supervision of Designated Clearing Entities Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 14:00:48 Late-2000s financial crisis Financial regulation Financial markets Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract U.S. Securities and Exchange Commission Financial Stability Oversight Council Derivative Financial economics Systemic risk Economics
232	Comptroller of the Currency Administrator of National Banks Washington, DC[removed]OCC’s Quarterly Report on Bank Trading and Derivatives Activities Fourth Quarter 2012 Add to Reading List Source URL: occ.treas.gov Language: English - Date: 2014-11-23 08:50:17 Subprime mortgage crisis Financial services Derivative Credit risk Investment banking Goldman Sachs Hedge fund Late-2000s financial crisis Hedge Financial economics Investment Finance
233	Microsoft Word - Late_Disciplinary_Disclosure_Fees.doc Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2014-05-20 12:46:13 Commodity Futures Trading Commission Financial economics Financial system Finance Independent agencies of the United States government Commodities market National Futures Association
234	Proposed Rule: Security-Based Swap Data Repository Registration, Duties, and Core Principles (Corrected to conform to Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-12-16 12:59:58 Financial system 73rd United States Congress United States Securities and Exchange Commission Systemic risk Late-2000s financial crisis Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Derivative United States securities law Financial regulation Financial economics
235	COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-10-31 10:39:57 Economics 76th United States Congress Investment Late-2000s financial crisis Systemic risk Hedge fund Investment Advisers Act Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Commodities market
236	Job Growth Advocates Encouraged by Passage of Legislation Calling for Pilot Trading Program for Small-Cap Companies WASHINGTON, D.C., February 12, 2014 – Equity Capital Formation (ECF) Task Force co-chairs, Scott Kupor Add to Reading List Source URL: www.equitycapitalformationtaskforce.com Language: English - Date: 2014-02-12 13:28:17 Late-2000s financial crisis Financial markets
237	Testimony of the Honorable Barney Frank before the House Committee on Financial Services Assessing the Impact of the Dodd-Frank Act Four Years Later July 23, 2014 I was pleasantly surprised by the bipartisan tone of the Add to Reading List Source URL: financialservices.house.gov Language: English - Date: 2014-07-22 16:02:22 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Economy of the United States Mortgage loan Troubled Asset Relief Program Commodity Futures Trading Commission Wall Street reform Finance United States federal banking legislation Late-2000s financial crisis United States housing bubble
238	Notice of Proposed Rulemaking -- Prohibitions and Restrictions on Proprietary Trading Add to Reading List Source URL: www.occ.gov Language: English - Date: 2014-11-16 13:33:31 Finance Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama U.S. Securities and Exchange Commission Hedge fund Banking in the United States United States federal banking legislation Financial economics Financial regulation
239	Commodity Markets Update February 2014 Foreword by David Lawton, Director of Markets Commodities matter. The price of commodities is directly visible in many of the things we consume as well as a whole range of the manuf Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2014-08-15 17:45:49 Stock market crashes Commodity Futures Trading Commission Commodity market Futures contract Financial market Derivative Futures exchange Commodity Late-2000s financial crisis Economics Business Financial economics
240	ATTACHMENT A Text of the Final Common Rules (All Agencies) The text of the final common rules appears below: PART [ ] —PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS Add to Reading List Source URL: www.washingtonpost.com Language: English - Date: 2013-12-10 08:37:19 Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Commodity Futures Trading Commission Futures contract Derivative Financial economics Finance Financial system

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